This browser is not actively supported anymore. For the best passle experience, we strongly recommend you upgrade your browser.

4/10/2026 6:54:45 PM | less than a minute read

SEC FY 2025 Enforcement Results Reveal Changing Priorities From Record Numbers to Investor Protection

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

The SEC’s FY 2025 enforcement results show a shift from record case counts to investor-focused actions, retail fraud, and individual accountability.

judgement of judge about legislation, authority, crime, government, justice, punishment, verdict at court decision by gavel. hammer is symbol of judgment and use law.

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Latest Insights

FERC Denies Complaint Against PJM Relating to Interconnection Study Cycle 01

10/9/2026 1:22:25 PM

FERC Denies Complaint Against PJM Relating to Interconnection Study Cycle 01

By Peter Fasoli Alexander Kaplen

DOE Awards $1.9 Billion in SPARK Funding for Grid Modernization Projects

10/9/2026 1:22:18 PM

DOE Awards $1.9 Billion in SPARK Funding for Grid Modernization Projects

By Adam Webster

Inside ISO 20022: Adoption, Compliance, and Innovation in Payments

10/8/2026 2:05:48 PM

Inside ISO 20022: Adoption, Compliance, and Innovation in Payments

By Carlin McCrory

Missouri Eases Audit Burden for Small and Emerging Third-Party Administrators: Amendment to 20 CSR 200-9.800

10/8/2026 2:05:31 PM

Missouri Eases Audit Burden for Small and Emerging Third-Party Administrators: Amendment to 20 CSR 200-9.800

By John Emmanuel Alan Levin Matt Cossu