8/4/2026 6:44:11 PM | less than a minute read

Securities Investigations and Enforcement Newsletter – August 2026

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Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Keith Barnett

Partner

+2 more...

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Keith Barnett

Partner

Gregory Casamento

Practice Coordinating Partner

Joanna Cline

Office Managing & Professional Development Partner

The latest updates from Troutman Pepper Locke's Securities Investigations and Enforcement team.

Cybersecurity best practices technology, Firewall, Cloud security protection.Endpoint security.Encryption.Incident response

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Keith Barnett

Partner

+2 more...

Get in touch

Jay Dubow

Finance Partner

Ghillaine Reid

Partner

Keith Barnett

Partner

Gregory Casamento

Practice Coordinating Partner

Joanna Cline

Office Managing & Professional Development Partner

Latest Insights

8/4/2026 7:02:17 PM

$125M Wake-Up Call: FinCEN Hammers Broker-Dealer for Repeat Bank Secrecy Act Failures

By Ryan Last Eddie Nogay Michael Lowe

8/4/2026 7:00:13 PM

FUNDamental QuickStudy: SEC Proposes New E-Delivery Approach to Modernize Delivery of Regulatory Information

By Michael Renetzky Genna Garver Tom Bohac +1 more...

8/4/2026 6:59:29 PM

California Supreme Court Allows Declaratory Relief and Bad Faith Claims to Proceed Against Excess Insurers Before Underlying Exhaustion

By Steven Allison Sheila Chen Terrence McInnis +2 more...

8/4/2026 6:45:09 PM

Pennsylvania Adds Cannabis Operations and AI Coverages to Its Export List

By John Emmanuel Matt Cossu