Troutman Pepper Locke

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7/31/2025 2:56:41 PM

FINRA Continues to Scrutinize Customer Facing Communications on Crypto Offerings

By Seth Erickson Heryka Knoespel Ethan Ostroff

On July 16, TradeStation Securities, Inc., a member firm of the Financial Industry Regulatory Authority (FINRA), submitted a Letter of...

7/31/2025 11:29:35 AM

By Brian Hays

After McLaughlin, federal courts issue conflicting rulings on whether text messages are “calls” under the TCPA, creating uncertainty for...

7/31/2025 11:29:10 AM

By Sean McConnell

Troutman Pepper Locke is proud to support the Mid-Atlantic Diamond Ventures.